Have you heard that ISO 9001, 14001 or AS 9100 management systems can identify process gaps? Have you ever wondered how? If you wanted to identify some of the gaps yourself, you can – by asking five simple questions. This will likely allow you to see where the gap is happening as a management system would.
The first question to ask is who is responsible. Having a department or a person responsible in your business is part of the foundation of a management system. Simplifying the question will help you identify the responsible party, and in turn produce your desired results.
Secondly, ask who has authority. If the person responsible for something does not have the authority to take care of the issues that arise, how will issues be resolved? Authority implies responsibility, but you must verify the people authorized to make a decision are in fact responsible for the decision as well.
The next question to ask is who has the skills? If the person responsible for a process does not have the competency needed to own a process, it jeopardizes the process effectiveness. Mistakes might occur that puts the whole organization at risk.
Fourth, are accountability measures in place? This means there is evidence of process effectiveness.
Finally, ask how processes are recognized. If a process has a problem, or is extremely successful, how is this recognized? By identifying the need for improvement or addressing a known issue, a company recognizes the processes need for continual improvement.
If we think of quality and environmental management systems as ways to run businesses from a process versus product standpoint, then it allows you to identify most gaps and nonconformances. Even if a company provides service, the same principle applies. Remember, most management systems have major findings at their registration audit because key components are not functioning as they should, and in all likelihood, one of these five questions could have identified the problem. Management systems address how to resolve these issues for any company of any size.